Investment Management·Capability hub
401k Specialist
Digital-first recordkeeping and administration for employer-sponsored retirement plans.
What's shifting
From clunky held-away interfaces to native trading rails
Historically, advising on a client's 401(k) meant navigating clunky, disconnected interfaces and dealing with severe compliance hurdles regarding custody and discretionary trading. API-driven platforms (like Pontera) and smart-contract networks are disrupting this by securely bridging the advisor's core rebalancing software directly into the client's held-away retirement account. This allows the advisor to seamlessly trade and bill on 401(k) assets as if they were natively custodied, dramatically expanding their addressable AUM.
Product Management Artifacts
Coming soonTeardowns, deep dives, and other product managment artifacts for this capability are on the way.