Feature · what this software actually does
Marketing-rule review (SEC 206(4)-1)
Queues social posts, performance claims, testimonials, and endorsements with the right disclosures attached.
assistedSoftware drafts, a person approves.
Vendors that ship this
Leaders
- Mycomplianceoffice
- Complysci
Adjacent
- Smartria
- Redoak
Build vs buy verdict
buy
The 2022 marketing rule turned this from a sleepy checklist into a real workflow with audit risk.
Skills it exercises
Roles that touch it
Where it shows up in the workflow
- Marketing-rule reviewweeklyPerformance claims, testimonials, and endorsements queue for review with disclosures matched to the asset.
Most relevant for
- Mass-affluent
- HNW
- UHNW
- Family Office
Test yourself · topic quizTuned · Operations
Multiple-choice — different from any drill above.
Or play and read